← SEC administrative proceedings

UBS O’Connor, LLC

Exchange Act of 1934 · 34-69680, IA-3615 · 2013-06-03 · File 3-15347

Proceeding

Release Number

34-69680, IA-3615

Statutory Act

Exchange Act of 1934

File Number

3-15347

Publish Date

2013-06-03

Respondents

• UBS O’Connor, LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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